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Criminal Law
Complaint within Meaning of CrPC is Once Filed Before Judicial Magistrate & Not Executive Magistrate
03-Jan-2025
Source: Supreme Court
Why in News?
Recently, the Supreme Court in the matter of B. N. John v. State of U.P. & Anr has held that a complaint filed before an Executive Magistrate cannot be regarded as a complaint filed in accordance with the Code of Criminal Procedure,1973 (CrPC).
What was the Background of B. N. John v. State of U.P. & Anr Case?
- B.N. John (appellant) was the owner and manager of a hostel operated by an NGO called Sampoorna Development India, which provided accommodation and education facilities for underprivileged children.
- According to the appellant, one K.V. Abraham, due to personal disputes, had filed six false cases against him. Four of these cases resulted in his acquittal, while discharge applications were pending in two cases.
- On 3rd June 2015, officials conducted a raid at appellant’s hostel, allegedly at Abraham's instigation, claiming the hostel was not following provisions of the Juvenile Justice Act, 2015.
- The officials attempted to transfer the children from the hostel to other locations, claiming the hostel was operating without proper authorization from competent authorities.
- A First Information Report (FIR) was filed against the appellant and his wife under Section 353 of the Indian Penal Code, 1860 (IPC).
- The appellant was arrested on 8th June 2015 but was granted bail the same day.
- After investigation, a chargesheet was filed before the Chief Judicial Magistrate (CJM), Varanasi, charging the appellant under Sections 353 and Section 186 of the IPC.
- The CJM took cognizance and issued summons to the appellant.
- The appellant filed an application to recall the summons order, which remained pending before the CJM.
- Subsequently, the appellant approached the Allahabad High Court seeking to quash the chargesheet, cognizance order, and all proceedings in the case.
- The Allahabad High Court rejected appellant’s plea leading to his appeal before the Supreme Court.
What were the Court’s Observations?
- The Supreme Court observed that:
- On Section 186 IPC of charge:
- Observed that cognizance of offenses under Section 186 IPC requires a written complaint by the concerned public servant to a Judicial Magistrate.
- It was found that no such complaint was filed before a Judicial Magistrate.
- Noted that the complaint to the City Magistrate (Executive Magistrate) did not satisfy the legal requirement.
- On Section 353 IPC of charge:
- Observed that the FIR didn't contain any allegation of assault or criminal force, which are essential elements of Section 353 IPC.
- Found that the FIR only mentioned "creating disturbance" which is different from assault or criminal force.
- Noted that later allegations of assault in witness statements appeared to be an afterthought.
- On Investigation:
- Found that police wrongly treated the case as cognizable when the FIR didn't disclose any cognizable offense.
- Observed that the entire investigation was vitiated due to this initial legal infirmity.
- On High Court's Decision:
- Found that the Allahabad High Court didn't examine crucial legal issues raised in the appeal.
- Observed that dismissal of previous Special Leave Petition by co-accused didn't bar examination of legal issues in the present case.
- Final Observations:
- Concluded that the cognizance taken by CJM of both offenses was not in accordance with due process.
- Found that the entire criminal proceedings were legally unsustainable.
- Determined that this was a fit case for exercising powers to quash the proceedings.
- On Section 186 IPC of charge:
- These observations led the Supreme Court to ultimately allow the appeal and quash all proceedings against the appellant.
What is Complaint?
- Complaint was earlier defined under Section 2 (d) of CrPC.
- The same is now covered under Section 2(1) (h) of Bharatiya Nagarik Suraksha Sanhita, 2023 (BNSS) as:
- Complaint means any allegation made orally or in writing to a Magistrate, with a view to his taking action under this Sanhita, that some person, whether known or unknown, has committed an offence, but does not include a police report.
- Explanation. —A report made by a police officer in a case which discloses, after investigation, the commission of a non-cognizable offence shall be deemed to be a complaint; and the police officer by whom such report is made shall be deemed to be the complainant;
What is Section 215 (1) (a) of BNSS?
- This section was earlier covered under Section 195 of CrPC.
- This section states the provision related to Prosecution for contempt of lawful authority of public servants, for offences against public justice and for offences relating to documents given in evidence.
- As per subsection 1(a), No court shall take the cognizance of:
- Offenses under sections 206-223 of Bharatiya Nyaya Sanhita, 2023 (BNS) (excluding section 209).
- Including direct offenses, abetment of such offenses and criminal conspiracy to commit such offenses.
- Cognizance can only be taken on written complaint by:
- Concerned public servant.
- Administratively subordinate public servant.
- Public servant authorized by the concerned public servant.
- Difference Between Judicial Magistrate and Executive Magistrate
Aspect |
Executive Magistrate (Section 14, BNSS) |
Judicial Magistrate (Section 9, BNSS) |
Appointment Authority |
Appointed by the State Government. |
Presiding officers are appointed by the High Court. |
Scope of Appointment |
State Government may appoint any number of Executive Magistrates in a district. |
The High Court establishes the required number of Judicial Magistrate Courts in consultation with the State Government. |
Designation of Officers |
Includes District Magistrate, Additional District Magistrate, Sub-divisional Magistrate, etc. |
Includes Judicial Magistrates of the first class, second class, and Special Courts of Judicial Magistrates. |
Vacancy Management |
Temporary successors to a vacant District Magistrate office exercise all powers pending State orders. |
Not explicitly addressed in Section 9. |
Powers and Duties |
Governed by directives from the State Government, which may also delegate powers to a District Magistrate. |
Governed by judicial functions and powers conferred by the High Court under the applicable law. |
Jurisdiction |
State Government may assign sub-divisions and control through notifications. |
Jurisdiction defined for specific local areas, and Special Courts can be established for specific cases or classes of cases. |
Control by Other Entities |
The State Government may confer the powers of an Executive Magistrate on a Commissioner of Police. |
Jurisdiction is exclusive and independent for the cases assigned to the respective Judicial Magistrate Courts. |
Consultation Requirement |
No requirement for consultation with the judiciary for appointment. |
Establishment and functioning require consultation with the High Court. |
Primary Function |
Administrative and executive functions related to maintaining law and order. |
Judicial functions, including the trial of cases, both civil and criminal, within the assigned jurisdiction. |
What are the Landmark cases Cited in B. N. John v. State of U.P. & Anr. Case?
- State of Haryana v. Ch. Bhajan Lal (1992):
- Established key principles for when FIRs/complaints/criminal cases can be quashed.
- Laid down seven categories where courts can exercise power under Section 482 CrPC.
- Key principles included:
- When allegations in FIR don't constitute any offense.
- When FIR doesn't disclose cognizable offense.
- When uncontroverted allegations don't disclose commission of offense.
- When FIR constitutes only non-cognizable offense.
- When allegations are absurd and inherently improbable.
- When there's a legal bar to proceedings.
- When proceedings are maliciously instituted.
- Gulam Abbas v. State of U.P. (1981):
- Clarified the distinction between Judicial Magistrates and Executive Magistrates.
- Explained separation of judicial functions from executive functions.
- It was established that Executive Magistrates cannot exercise judicial powers like taking cognizance of offenses.
Regulatory Body
Delhi Municipal Corporation's Powers to Issue Tariff-Based Bids for Waste-To-Energy Project
03-Jan-2025
Source: Supreme Court
Why in News?
The Supreme Court upheld the Municipal Corporation of Delhi's (MCD) authority to issue tariff-based bids for Waste-to-Energy (WTE) projects under the Electricity Act 2003. This decision overturned an earlier Appellate Tribunal for Electricity (APTEL) order, public interest in managing Delhi's waste efficiently through the Narela Bawana WTE project.
- Justices BR Gavai and KV Viswanathan held this in the case of Municipal Corporation of Delhi v. Gagan Narang & Ors. Etc.
What was the Background of Municipal Corporation of Delhi v. Gagan Narang & Ors. Etc.?
- The Municipal Corporation of Delhi (MCD) organized a meeting with Delhi Distribution Licensees and stakeholders on May 14, 2022, where they agreed to adopt a tariff-based bidding model for a Waste-to-Energy (WTE) project.
- The key decisions made in this meeting included:
- Details about waste volume and total power generation were finalized.
- Power sales would be distributed among Distribution Licensees based on their Renewable Purchase Obligation.
- MCD was authorized to conduct the bidding process under Section 63 of the Electricity Act 2003.
- MCD then issued:
- A Notice Inviting Tender (NIT).
- Request for Proposal (RfP) dated July 15, 2022.
- These were for procurement of power from a WTE project at Narela Bawana, New Delhi.
- The project specifications included minimum 28 MW capacity and 3000 (+/- 20%) TPD of Municipal Solid Waste.
- DERC (Delhi Electricity Regulatory Commission) directed MCD to file a petition for approval of the Power Purchase Agreement and RFP through a letter dated 24th August 2022.
- MCD closed the initial bidding process and issued a new NIT on 21st October 2022, with identical terms.
- The Waste to Energy Research & Technology Council (WTERT) filed Petition No. 65 of 2022 challenging MCD's authority to issue the tariff-based bid and RfP.
- During this petition's pendency:
- Two companies submitted bids on 14th November, 2022: M/s JITF Urban Infrastructure Ltd. and M/s JBM Renewables Pvt. Ltd.
- Both bidders were declared technically qualified.
- JITF Urban Infrastructure Limited emerged as the lowest bidder with a tariff of Rs. 7.380/KWh.
- JBM Renewable quoted Rs. 9.909/KWh.
- MCD filed Petition No. 72 of 2022 seeking approval for the bidding process.
- DERC issued two orders in March 2023:
- March 6: Dismissed WTERT's petition.
- March 7: Approved the bid tariff of Rs. 7.38/KWh and directed negotiation of Power Purchase Agreement terms.
- Respondent No. 1 (Mr. Gagan Narang) filed two appeals against these DERC orders with the Appellate Tribunal for Electricity (APTEL):
- DFR No. 245 of 2023 against March 7 order.
- DFR No. 247 of 2023 against March 6 order.
- APTEL set aside both DERC orders on 31st August, 2023, ruling that DERC lacked jurisdiction to entertain MCD's petition.
- MCD then filed appeals under Section 125 of the Electricity Act 2003 against APTEL's decision.
What were the Court’s Observations?
- The Supreme Court found that Section 63 of the Electricity Act, upon plain reading, did not restrict the invocation of State Commission's jurisdiction only to Discoms or generating companies, and APTEL's interpretation impermissibly added words not intended by the legislature.
- The Court determined that Section 63's legislative intent was focused on two primary conditions: that tariff-setting must occur through a transparent bidding process and must follow Union government guidelines. The Court cited the Energy Watchdog case to establish that in absence of guidelines, the Commission could exercise power under Section 86(1)(b).
- On examining Section 86(1)(b), the Court observed that it imposed a tripartite duty on State Commissions: to regulate electricity purchase and procurement process of distribution licensees, to regulate price of electricity from generating companies/licensees, and to regulate procurement from other sources through power purchase agreements.
- The Court emphasized that Section 63 must be read harmoniously with Section 86(1)(b), requiring State Commissions to not merely act as a "post office" but to balance interests between power generators/discoms and end consumers while adopting tariffs through transparent bidding.
- Regarding MCD's authority, the Court found no inconsistency between Section 63 and Rule 15 of SWM Rules 2016, noting that per Section 175 of the Electricity Act, its provisions are supplementary to other laws rather than derogatory.
- The Court observed that Rule 6.4 of the Tariff Policy, read with Section 86(1)(e), mandated distribution licensees to procure 100% power from WTE plants while promoting renewable energy generation, thereby establishing MCD's clear mandate for WTE projects.
- Based on these observations, the Court concluded that APTEL erred in curtailing State Commission's powers by restrictively interpreting that Section 63 could only be invoked by Discoms or generating companies.
Electricity Act 2003
- The Electricity Act, 2003 is India's primary electricity sector legislation, consolidating and replacing three previous laws (Indian Electricity Act 1910, Electricity Supply Act 1948, and Electricity Regulatory Commissions Act 1998) to create a comprehensive framework for generation, transmission, distribution, trading, and electricity use.
- The Act established a two-tier regulatory system through the creation of Central and State Electricity Regulatory Commissions, tasked with overseeing the sector and protecting consumer interests while promoting competition.
- It introduced significant market reforms including open access in transmission, phased open access in distribution, mandatory metering, and recognition of electricity trading as a distinct activity.
- The Appellate Tribunal for Electricity (APTEL), established in 2005 under the Act, serves as a specialized appellate body hearing appeals against orders of the Central and State Electricity Regulatory Commissions.
- APTEL's composition is designed to combine legal and technical expertise, requiring a chairperson (former Supreme Court Judge or High Court Chief Justice), one Judicial Member, and three Technical Members (two electricity experts, one petroleum/gas expert).
- The Act promotes universal electricity access, including rural areas, while encouraging private sector participation across generation, transmission, and distribution sectors.
- APTEL has a supervisory role over regulators under Section 121, allowing it to issue binding directions to State or Central Electricity Regulatory Commissions, with a 180-day timeframe for disposing of appeals.
- Appeals against APTEL's decisions can only be filed before the Supreme Court on substantial questions of law, creating a structured appellate mechanism.
- The Act establishes a multi-year tariff framework and introduces stricter penalties for electricity theft, demonstrating its focus on both commercial and enforcement aspects.
- Since 2007, APTEL's jurisdiction expanded to include appeals against orders of the Petroleum and Natural Gas Regulatory Board, making it a crucial authority in India's energy sector regulation.
Important Legal Provision of Electricity Act, 2003
- Section 63 - Determination of Tariff by Bidding Process:
- "Notwithstanding anything contained in Section 62, the Appropriate Commission shall adopt the tariff if such tariff has been determined through a transparent process of bidding in accordance with the guidelines issued by the Central Government."
- Section 86 - Functions of State Commission:
- The State Commission shall discharge following functions:
- a) Determine tariffs for electricity generation, supply, transmission and wheeling within the state.
- b) Regulate electricity purchase and procurement process of distribution licensees, including price at which electricity shall be procured through power purchase agreements.
- c) Facilitate intra-state transmission and wheeling of electricity.
- d) Issue licenses to persons seeking to operate as transmission licensees, distribution licensees, and electricity traders.
- e) Promote cogeneration and generation from renewable sources by providing grid connectivity and specifying percentage purchase from such sources.
- f) Adjudicate disputes between licensees and generating companies.
- g) Levy fees for purposes of the Act.
- h) Specify State Grid Code consistent with the Grid Code under Section 79 (i) Specify or enforce standards for quality, continuity, and reliability of service.
- j) Fix trading margin for intra-state trade if considered necessary.
- k) Discharge other functions assigned under the Act.
- The State Commission shall discharge following functions:
- The State Commission shall advise the State Government on:
- Promoting competition, efficiency, and economy in the electricity industry.
- Promoting investment.
- Restructuring of electricity industry.
- Other matters referred to by the State Government.
- The State Commission shall ensure transparency while exercising its powers and functions.
- The State Commission shall be guided by National Electricity Policy, National Electricity Plan, and Tariff Policy in discharge of its functions.
- Section 175 - Provisions of Act to be in addition to and not in derogation of other laws:
- "The provisions of this Act are in addition to and not in derogation of any other law for the time being in force."
What is Section 125 of Act?
- Section 125 deals with the appeal to Supreme Court.
- "Any person aggrieved by any decision or order of the Appellate Tribunal may file an appeal to the Supreme Court within sixty days from the date of communication of the decision or order of the Appellate Tribunal to him, on any one or more of the grounds specified in Section 100 of the Code of Civil Procedure, 1908 (5 of 1908):
- Provided that the Supreme Court may, if it is satisfied that the appellant was prevented by sufficient cause from filing the appeal within the said period, allow it to be filed within a further period not exceeding sixty days."
- Key points:
- Right to appeal to Supreme Court against APTEL's decisions/orders.
- Time limit: 60 days from date of communication.
- Grounds for appeal must be based on grounds specified in Section 100 of Civil Procedure Code, 1908.
- Extension provision: Supreme Court may allow additional period up to 60 days if satisfied with cause of delay.
- Appeal must be filed by "person aggrieved" by APTEL's decision/order.